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EQUITY

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1 Dormant Inactive Policy
2 IN person verification
3 Internal control policy
4 Investor Grievances Policy Stock Broker
5 Margin Collection Policy Of isbpl
6 Payment-Receipt From-to Client
7 PMLA Policy
8 Policy & Procedure For Account Closure
9 Policy For Conflict Of Interest
10 Policy For Limit Setting
11 Policy For Payment Of Fraction Shares On Account Of Corporate Action To Clients
12 Policy for Trading in Shares by Insiders
13 Risk Management Policy
14 Surveillance Policy-ISBPL
15 Trade Modification Policy
16 Unauthentic News circulation policy
17 Cyber Security Policy ISBPL
18 Surveillance policy-DP
19 Policy & Procedure for Freezing & Unfreezing of Trading Account
"For Stock Broking Transaction 'Prevent unauthorised transactions in your account - update your mobile numbers/email IDs with your stockbrokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day.For Depository Transaction "Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day......................issued in the interest of investors."No need to issue cheques by investors while subscribing for IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in Investor's account"."KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary"."Procedure to file a complaint on SEBI SCORES : Register on SCORES portal. Mandatory details for filling complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID. Benefits: Effective Communication, Speedy redressal of the grievances. Disclosure on Proprietary Trading : We hereby disclose that we do client based business as well as Proprietary Trading.